Compliance Manager

Our Compliance tool allows the Broker Dealer or Institutional client to monitor all trading activity and any security type being traded and also monitor account performance in real-time.

Combining this powerful monitoring and risk management product with the trader support features of the back office will allow clients to manage their business and improve client success and the firm’s bottom line.

To view our product tour, click here.

PLEASE NOTE: The software downloads require a demo password. If you do not have a demo password please contact a sales representative toll-free at (888) 493-2865.